Aligning investments in technology with wealth management strategies
Gone are the days when a wealth advisor and their client primarily collaborated across a desk or on a phone call. Today’s investors are increasingly interested in the environmental, societal, and governance impacts of their investments, and they’re taking a more active role in managing their affairs leveraging technology. Javelin’s analysts consider investing today—including such things as the rise of cryptocurrencies and the emergence of private capital—and deliver insights that can improve the tech capabilities of advisors to give them greater flexibility, scale and digital investor collaboration in today’s markets.
Wealth Management Recent Research
Reports
2023 Digital Wealth — Investor Trends & Predictions
The annual Digital Wealth — Investor trends report will highlight the top three business drivers for change in 2023.
The SEC Marketing Rule: Optimizing Digital Marketing With Compliance Tech
The SEC’s new marketing rule is effective November 4th, 2022, and provides a framework for advisors to follow regarding their performance advertising, use of testimonials and endorsements, and solicitation activities. Learn how the SEC’s new mar...
CRM and the Battle for RIA Market Share
CRM providers seeking to expand their appeal to RIAs must focus on creating a seamless user experience for the advisor. Custodians, for their part, play a key role in the processing and transfer of data. The CRM that partners with custodians to ...
Investor Portal 2.0: Functionality for a New Generation of Investors
The lines between traditional investor segments are blurring as digital behaviors become indistinguishable. A comparison of Javelin’s year-over-year investor data shows increased engagement in the wealth manager portal, but the preference for ad...
Direct Indexing and the Promise of Personalization
Although direct indexing may be understood as an investments solution, it is too powerful to be understood solely in terms of investments. Direct indexing functions as a lever for the building of client relationships and plays a critical role in...
Factors and Considerations for Retirement Professionals
Learn about the major movements impacting the retirement industry today, and why the need to accelerate digital transformation is more important than ever.
The Digital-Human Divide: Optimizing the Investor Journey
Today’s investor must go through numerous channels to access savings, investments, financial advice, long-term financial planning, and retirement services. Realizing that investors’ needs in having a single access point to money management and i...
PTE 2020-02: New Rules for the Rollover
The IRA rollover has been a flashpoint for the conflicting interests that have roiled the financial advice industry. From an oversight standpoint, the impact of the Department of Labor PTE 2020-02 rule (Prohibited Transaction Exemption 2020-02, ...
Prioritizing the Client Portal
Client portals are a treasure trove of client information that could benefit investors and advisors alike. However, wealth managers have long neglected to address the subpar user experience of their client platforms, which has driven investor cl...
Comply with Confidence: Preparing for FCA's Consumer Duty
This webinar will have an informative conversation with the compliance experts from NICE Actimize. William Trout of Javelin Strategy & Research will join the panel to share his thoughts on the topic.